from Purdue University under the supervision of Prof. Roberto Solis-Oba is a Professor at the Department of Computer Science of the University of Western Ontario. The existence of a fiduciary duty does not prevent the rise of potential conflicts of interest.Office: Middlesex College 417 Tel: 51 ext. There are no guarantees that working with an adviser will yield positive returns. Working with an adviser may come with potential downsides such as payment of fees This is not an offer to buy or sell any security or interest. We do not manage client funds or hold custody of assets, we help users connect with relevant financial Not review the ongoing performance of any RIA/IAR, participate in the management of any user’sĪccount by an RIA/IAR or provide advice regarding specific investments Platform based on information gathered from users through our online questionnaire.
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Which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, Geography, and willingness to work with a remote advisor).Ĭertified Financial Planner Board of Standards, Inc. The matching tool does not includeĪll available advisors and firms and matches based on specific criteria (investable assets, Match you with the advisor or firm mentioned in this profile. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not SmartAsset did not receive compensation for including any of the firms or advisors SmartAsset is not a client of the aforementionedįirms or advisors. Which SmartAsset is compensated for lead referrals. This profile may include a firm or advisor that has a business relationship with SmartAsset, in
No special treatment or consideration in SmartAsset’s profiles. Profile content is produced by SmartAsset independently of anyīusiness relationships that might exist between SmartAsset and the named financial professional andįirm, and financial professionals and firms having business relationships with SmartAsset receive To report any data inconsistencies or errors, please named financial professional and firm have not reviewed, approved, or endorsed this profile andĪre not responsible for its accuracy. The content in this profile was updated by SmartAsset on using publicly available data However, fees charged by Morgan Stanley may include asset-based, fixed, commission-based and other fees. Morgan Stanley performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services.įees charged by financial advisors largely depend on which service is provided. Of its 2,129,899 customer accounts, just 1% are held by high-net-worth clients who have at least $1 million in investable assets. The firm advises 6,380 charitable organizations. It controls $1 trillion in total assets across its 2,129,899 client accounts, making it one of the largest financial advisory firms in the country by assets under management. It has offices in 732 locations and a total of 26,500 people on staff. Morgan Stanley is an advisory firm headquartered in Peoria, Arizona. Solis holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Arizona, California and Texas. Over the course of their career, Solis has held roles at Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Solis currently works for Morgan Stanley. Robert Solis is a financial advisor operating in Peoria, Arizona, who has been in the financial industry for 13 years.
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